Proposed Revisions/Comments

Please Note

Until any proposed changes have been approved by an affirmative vote of institutional representatives to NASD, the official standards in effect are those published in the latest edition of the NASD Handbook and any current Handbook Addenda. Unless specifically stated otherwise, this portion of the NASD website contains only texts associated with standards reviews or proposals for changes.

These texts are not to be used in the NASD accreditation process.


If you need assistance or have a concern regarding any aspect of the standards review, please contact Jenny Kuhlmann ( at the National Office.