NASD provides three format options (Formats A, B, and C) under the title Procedures for the Self-Study Document, as well as an option for creating a custom format under certain circumstances. Should you wish to consider a custom format, please seek the assistance of staff.
Once you have selected your Self-Study format, please use the appropriate document below to complete your Self-Study.
As always, please contact the NASD staff with any questions.
Procedures for the Self-Study Document (choose one of the following):
Please Note: The optional Microsoft Word versions of the documents above are provided to facilitate using and altering the texts to create templates for Self-Study writers. If using one of these templates, all instructions must be deleted in the institution’s final Self-Study document that is submitted as part of the application.
The following documents must be used in conjunction with the Self-Study format chosen: