Past NASD Handbooks, Addenda, and Approved Changes
These archive files are intended for research purposes only. The official standards in effect are those published in the latest edition of the NASD Handbook and any current Handbook Addenda.
This section archives past NASD Handbooks and documents changes since 2003.
Prior to 2009, NASD Handbooks were published biennially, with an addendum produced in interim years. In September 2009, NASD began publishing its Handbook electronically on an annual basis. Approved revisions were then published immediately pursuant to Annual Meetings to serve as documentation of ratified changes to the Handbook during the specified period, and as an addendum for use pending publication of the next edition incorporating those changes.
Digital copies of Handbooks prior to the 2003-04 edition are not available. All documents listed below are downloadable in PDF format only.
Past Editions of the Handbook
- NASD Handbook 2017-18
- NASD Handbook 2016-17
- NASD Handbook 2015-16
- NASD Handbook 2014-15
- NASD Handbook 2013-14
- NASD Handbook 2012-13
- NASD Handbook 2011-12
- NASD Handbook 2010-11
- NASD Handbook 2009-10: September 2009
- NASD Handbook 2009-10: September 2008
- NASD Handbook 2007-08: Second Edition
- NASD Handbook 2007-08: First Edition
- NASD Handbook 2005-06
- NASD Handbook 2003-04
Addenda and Approved Revisions
- Addendum to the NASD Handbook 2017-18 (September 2018)
- Addendum to the NASD Handbook 2016-17 (September 2017)
- Addendum to the NASD Handbook 2015-16 (February 2016)
- Addendum to the NASD Handbook 2014-15 (July 2015)
- Addendum to the NASD Handbook 2013-14 (September 2014)
- Addendum to the NASD Handbook 2012-13 (September 2013)
- Addendum to the NASD Handbook 2011-12 (September 2012)
- Addendum to the NASD Handbook 2010-11 (November 2011)
- Approved Revisions to the NASD Handbook 2009-10 (September 2010)
- Approved Revisions to the NASD Handbook 2009-10 (September 2009)
- Note: No proposed changes to the NASD Handbook were presented for a vote in September 2008.
- Addendum to the NASD Handbook 2007-08 (January 2008)
- Addendum to the NASD Handbook 2005-06: (Part 1 of 2) (September 2006)
Addendum to the NASD Handbook 2005-06: (Part 2 of 2) (September 2006)
- Addendum to the NASD Handbook 2005-06 (September 2005)
- Addendum to the NASD Handbook 2003-04 (September 2004)
- Addendum to the NASD Handbook 2003-04 (September 2003)